Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mishelle Cubacha Depano | 7438248 | 2 | 09/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymund Christopher Respicio | 6794605 | 2 | 09/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John W Baker | 2829681 | 2 | 09/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lary Douglas Bloom | 4134648 | 5 | 08/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reed William Lipsey | 5388864 | 2 | 08/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Santiago Ramos | 7673761 | 2 | 08/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Armstrong Haye | 5144541 | 3 | 07/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eryn Crenshaw Chandler | 4513837 | 1 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank L Ramey | 2289063 | 5 | 06/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank L Ramey | 2289063 | 5 | 06/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |