Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Valeria Arroyave-Cardona | 7671720 | 1 | 01/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Shawn McLean | 4265072 | 2 | 01/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adria Elena Hernandez | 6922308 | 1 | 01/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carolyn Ann Sellick | 2403201 | 2 | 12/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| MacY Tindel-Sylvan | 7370256 | 1 | 11/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Greyson Kalisa | 7456697 | 1 | 11/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Hammond Freebern | 1681272 | 3 | 10/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles William Tripp | 6300862 | 2 | 10/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Salvador Jaime | 6519636 | 1 | 09/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lupe Ledezma Sanchez | 1936595 | 3 | 09/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |