Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Vivian Coleman | 723024 | 5 | 04/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Albert Reinhard | 4587844 | 4 | 04/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Vivian Coleman | 723024 | 5 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irvin Sabino Hoyos-Olea | 7174868 | 2 | 03/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paulo Benito Garcia | 7460536 | 1 | 03/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchel Maldonado Lopez | 5990366 | 2 | 02/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sonia Estefania Borja | 7060656 | 1 | 02/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Seth Jeremy Cohen | 5722118 | 1 | 02/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mervin Jesson Gicaraya Uy | 7089940 | 1 | 02/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Smith | 5842309 | 1 | 02/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |