Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Christopher Brezenski | 5140646 | 4 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Man | 4795015 | 2 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reed William Lipsey | 5388864 | 2 | 09/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Valdez | 4677380 | 1 | 08/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kara Keys | 6299531 | 1 | 07/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymund Christopher Respicio | 6794605 | 2 | 07/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Howard Read | 4004178 | 2 | 06/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelly Annette Rosenbush | 4864063 | 4 | 05/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ayeesha Nicole Salinas | 7404509 | 1 | 05/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tobias C Bateson | 2352453 | 1 | 05/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |