Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennilene Cabero Guico | 6907858 | 2 | 02/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paulina Rosales | 7060370 | 1 | 01/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ken Quoc Nguyen | 4164292 | 2 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aretha Tyler Rembert | 7024218 | 1 | 12/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brendan Stephen Kammerer | 1899233 | 1 | 12/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vivienne Monique Gustavsen | 7727651 | 3 | 11/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Brett Medley | 7897528 | 1 | 11/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lary Douglas Bloom | 4134648 | 5 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Rudolphdavid Lascelles | 1839374 | 4 | 09/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Lynn Weilacher | 1934238 | 1 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |