Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Josue Edouard | 6570281 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Allen Halker | 6543950 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Levi | 5587350 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Brushier | 6902709 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Huerta | 7669364 | 1 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katharine Taylor Cain | 7077635 | 1 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Lotspeich | 5494946 | 2 | 10/21/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Douglas Drews | 4386320 | 2 | 10/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Lee Degroot | 6262037 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |