Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie M Sheetz | 5993326 | 3 | 12/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Hord | 6831356 | 1 | 12/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernst Tullus | 6151941 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dahianna I Madera | 5814361 | 6 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dahianna I Madera | 5814361 | 6 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Alberto Morato | 6154787 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Suarez | 7123555 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sara Marie Ruby | 7060487 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Barton | 6738078 | 1 | 11/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Marriott | 5440188 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |