Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Kevin Middleton | 6902400 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Braden van Pelt | 6475491 | 3 | 01/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Robert Madryga | 5879242 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Leo Williams | 1252092 | 2 | 12/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Grady Lawson | 6312795 | 1 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicki Enid Troia | 1675410 | 1 | 12/15/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melissa Elaine Scott | 4715246 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Braden van Pelt | 6475491 | 3 | 12/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |