Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jane Louise Olson | 2307250 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Laurence Maness | 6987289 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Alexander Brown | 7611990 | 2 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 01/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lee Ridilla | 6942396 | 1 | 01/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Alfredo Martinez | 4348125 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Craig Maslow | 4367648 | 4 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dane E Johnson | 5670819 | 4 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Hall | 6055790 | 1 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Sue Kober | 2552947 | 1 | 01/07/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |