Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dane E Johnson | 5670819 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dane E Johnson | 5670819 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Brown | 1797329 | 1 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy L Janis | 2666420 | 1 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Marie Calsbeek | 6590900 | 3 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dane E Johnson | 5670819 | 4 | 02/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Holden Mosley | 7235904 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alejandro Santos | 6381514 | 1 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Louise Olson | 2307250 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |