Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawnalee Grey | 5090502 | 8 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joe Murphy Harris | 6465776 | 3 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| W Phillip Walsh | 2114518 | 2 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Wright | 5517191 | 2 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dominique Beeks | 6476248 | 1 | 03/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Matthew Kurstin | 7052727 | 1 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcos Montenegro | 6922134 | 2 | 03/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcos Montenegro | 6922134 | 2 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Maritza Mejia | 6652404 | 1 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Longueira | 6546610 | 1 | 03/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |