Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ken Bunderson | 6810445 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Raymond Coomes | 5735797 | 2 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beatriz Amalia Ponton | 2485764 | 2 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ray Decamp | 6517493 | 1 | 04/14/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kasaunya McKel Powell | 6968669 | 2 | 04/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terra Elizabeth Cripe | 2724596 | 1 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gordon Kent Merritt | 5898877 | 1 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Wright | 5517191 | 2 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |