Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucy Williams Thomas | 1685458 | 2 | 07/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jin Sook An | 6805935 | 2 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Thomas Sumner | 6273103 | 1 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Rene Burton | 6913840 | 1 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Casey Pickett | 6686486 | 2 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina Renee Romney | 6564830 | 2 | 06/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trudy Lynn Nishita | 4150184 | 1 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wenche Tyholt Hadden | 6119993 | 2 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wenche Tyholt Hadden | 6119993 | 2 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |