Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sergio Soto | 5534366 | 2 | 03/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reginae Demetriana Carolyn Tree | 7808343 | 1 | 03/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 03/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 03/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 03/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Irvin Sabino Hoyos-Olea | 7174868 | 2 | 03/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sameer Baig | 7057485 | 4 | 02/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sameer Baig | 7057485 | 4 | 02/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sameer Baig | 7057485 | 4 | 02/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Carrick McCloskey | 7620523 | 1 | 02/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |