Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse John Higbee | 6565498 | 2 | 08/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lynne Fritz | 6570596 | 7 | 08/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Parham | 3063231 | 1 | 08/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Taylor Buckley | 4173771 | 1 | 08/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse John Higbee | 6565498 | 2 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Robert Altepeter | 2681369 | 1 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jasmine Magdalena Stone Lemus | 7635848 | 1 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Tate | 4185913 | 1 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Peck | 5591706 | 7 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucy Williams Thomas | 1685458 | 2 | 07/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |