Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Rose Wright | 4909195 | 11 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Elizabeth Esparza | 6055114 | 1 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Adam Phillips | 6565729 | 1 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Casey Pickett | 6686486 | 2 | 09/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Heston Achong | 5244597 | 2 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tijana Andjelic | 6135070 | 1 | 08/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lynne Fritz | 6570596 | 7 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Trimbach | 2358928 | 1 | 08/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |