Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ching Eiler | 6786958 | 2 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Sponsler | 6908136 | 1 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Racquel Robinson | 6888135 | 1 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sabrina Thacker | 6861230 | 1 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Bock | 1261530 | 6 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria A Downey | 2734528 | 1 | 10/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle N Johnson | 2435185 | 2 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harrilyn Daniese Collins | 1110877 | 1 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linell Ruiz-Esparza | 5309977 | 1 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |