Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oscar M Gonzalez | 2880532 | 2 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael van Nguyen | 5123835 | 1 | 11/30/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Violeidy Cribeiro | 4461387 | 2 | 11/20/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Barry Irwin Goodman | 854001 | 2 | 11/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Louise McGraw | 7193018 | 1 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna C Jones | 5054757 | 1 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Burek | 2836625 | 2 | 11/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Lovette | 5553165 | 1 | 11/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Khan Phoung Kammerer | 6846126 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Lynn Key | 1236421 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |