Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Pasquale Perrino | 6783791 | 1 | 12/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen U Prather | 4233816 | 1 | 12/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Elizabeth Arroyo | 7785419 | 1 | 12/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Williams | 4190696 | 2 | 12/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dalia Raif Fahim Melika | 6600633 | 1 | 12/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jody Lee Cinnamon | 6934163 | 1 | 12/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| B Scott Byington | 4046759 | 1 | 12/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cornell Edward Smith | 5898265 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Hill | 2608559 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Maniscalli | 2266310 | 3 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |