Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alyson Wynn Johansen | 2981354 | 1 | 02/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jin Sook An | 6805935 | 2 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maredith Elizabeth Houk | 5995128 | 1 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Antonio Mada Villa | 7643981 | 1 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Moore | 7486343 | 1 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Violeidy Cribeiro | 4461387 | 2 | 01/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 01/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Miller | 6403726 | 2 | 01/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Krylov | 4878184 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Aldo Peirano | 6596998 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |