Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Francisco Trejo | 6272270 | 1 | 03/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Peck | 5591706 | 7 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Eric Syme | 6655299 | 3 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conveasna Ouch | 7023937 | 6 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Bradley | 5045325 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elhadji Mbaye Toure | 6837543 | 1 | 02/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lynne Fritz | 6570596 | 7 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Barbato Riechmann | 6276065 | 2 | 02/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Daniel Witt | 4802579 | 1 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Thurman Ridnouer | 1991010 | 1 | 02/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |