Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Rose Wright | 4909195 | 11 | 04/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Suk Ko | 2487060 | 5 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Aldon Bultman | 5044606 | 1 | 04/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Lade | 6245061 | 1 | 04/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Lynn Austin | 6820502 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Nichol McGrath | 7052734 | 2 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ethan Travis Powell | 6766181 | 2 | 03/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susana Beatriz Reid | 7458009 | 1 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chinonye Uche Omoruyi | 7189622 | 2 | 03/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Rodriguezcruz | 7116711 | 2 | 03/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |