Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Cesar Cerda Torres | 7401251 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Luis Fernandez | 6910713 | 1 | 05/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Cochrane | 2121318 | 9 | 05/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie M Sheetz | 5993326 | 3 | 05/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kasaunya McKel Powell | 6968669 | 2 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Antonio Nava | 4587440 | 1 | 04/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Sjogren | 4244760 | 1 | 04/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony John La Sala | 1525191 | 1 | 04/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Suk Ko | 2487060 | 5 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |