Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alejandro Jesus Diez | 6962125 | 8 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beatriz Amalia Ponton | 2485764 | 2 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elijah Joshua Siqueiros | 7488584 | 3 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chaim Sendowski | 6102317 | 1 | 06/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Burzotta | 2939884 | 1 | 06/18/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Tristin Baggenstos | 6739197 | 1 | 06/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yolanda F Wilson | 6149523 | 1 | 06/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conveasna Ouch | 7023937 | 6 | 06/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariana Campos | 7060594 | 2 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sulieman E Nurideen | 3217869 | 2 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |