Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Owens Gray | 3185669 | 1 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Davis Whittemore | 4785621 | 1 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noel Pedida Carlos | 6839896 | 2 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noel Pedida Carlos | 6839896 | 2 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Bauer | 4148283 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenner Alexander Boyd | 2474884 | 1 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence L Richmond | 6050487 | 2 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Derrick Nalle | 7791859 | 5 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chanh Nhon Tran | 7014466 | 1 | 07/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle N Johnson | 2435185 | 2 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |