Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Lawrence Haglund | 2161569 | 1 | 09/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Razan Ghatani | 7041179 | 2 | 09/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aneesh Paul | 5457067 | 3 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Rubio | 4913610 | 2 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Anne Gross | 4723602 | 1 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Koelliker | 6812578 | 2 | 08/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Paul Hofer | 6330465 | 1 | 08/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Crabtree | 7705379 | 1 | 08/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dionna Falls | 6613063 | 3 | 08/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |