Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Courtney Reed | 6757070 | 1 | 10/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dionna Falls | 6613063 | 3 | 10/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dusti Leigh Audsley | 2308505 | 1 | 10/12/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Beverly Ann Jaconia | 4522352 | 2 | 10/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariana Campos | 7060594 | 2 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Jay Mayer | 4793864 | 1 | 09/30/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 09/30/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Beverly Ann Jaconia | 4522352 | 2 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |