Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Marie Mihelic | 4162861 | 1 | 11/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas | 5463597 | 2 | 11/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Miller | 6403726 | 2 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joleen Anne Sterner | 7110924 | 2 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 10/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 10/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 10/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 10/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 10/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy Joelene Canceleno | 5075015 | 1 | 10/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |