Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew William Leveille | 7673568 | 4 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elijah Joshua Siqueiros | 7488584 | 3 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lynne Fritz | 6570596 | 7 | 12/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly A Bald | 5626425 | 2 | 12/14/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kimberly A Bald | 5626425 | 2 | 12/14/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Yolanda Inggit Gunawan Lie | 7014454 | 4 | 12/05/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nasra S Sudi-Martin | 7017116 | 1 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Jennings Page | 6500441 | 1 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dyvonne Robinson | 5116068 | 2 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shenika Deltrice Smith | 7643345 | 1 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |