Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conveasna Ouch | 7023937 | 6 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Catherine Bordoni | 4621085 | 4 | 05/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eileen Marie Langley | 1237992 | 1 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Peck | 5591706 | 7 | 04/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric James Silsby | 5517061 | 1 | 04/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Parker Charles Jeffrey | 6647785 | 2 | 04/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rolanda Jones | 7778961 | 1 | 04/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis May | 5423667 | 1 | 04/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Leveille | 7673568 | 4 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phyllis Anne Sarabyn | 3105892 | 3 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |