Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Paul Anderson | 6242070 | 2 | 09/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Lorraine Gust | 2950505 | 1 | 08/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Emerson Castellano | 6461653 | 1 | 08/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Saraphena McKinnon | 7158097 | 1 | 08/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher L Cunningham | 2540400 | 2 | 08/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Heather Nadeau | 7607423 | 2 | 08/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Townsend McCune | 326451 | 4 | 08/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Joseph Nameth | 5315348 | 1 | 07/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 07/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Lotspeich | 5494946 | 2 | 06/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |