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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 671-680 out of 996 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rocio Gisella Velasquez5508145108/22/2017FinancialFinal$0.00$0.00See FINRA Report
Lara Furlong3242238308/21/2017FinancialFinal$0.00$0.00See FINRA Report
Lusine Lucy Gabrielyan5133311108/20/2017FinancialFinal$0.00$0.00See FINRA Report
Fjolla Isufaj5956433108/16/2017FinancialFinal$0.00$0.00See FINRA Report
Cheryl Tucker-Refregier2455010108/16/2017FinancialFinal$0.00$0.00See FINRA Report
Donald Lee Monroe4206408208/11/2017FinancialFinal$0.00$0.00See FINRA Report
Donald Lee Monroe4206408208/11/2017FinancialFinal$0.00$0.00See FINRA Report
Jose Manuel Perez6737086108/09/2017FinancialPending$0.00$0.00See FINRA Report
Kennedy Charles Reddie7024169408/02/2017FinancialFinal$0.00$0.00See FINRA Report
David James Labourdette7016990108/01/2017FinancialFinal$0.00$0.00See FINRA Report

996 Results

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