Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rocio Gisella Velasquez | 5508145 | 1 | 08/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lara Furlong | 3242238 | 3 | 08/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lusine Lucy Gabrielyan | 5133311 | 1 | 08/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Fjolla Isufaj | 5956433 | 1 | 08/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cheryl Tucker-Refregier | 2455010 | 1 | 08/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donald Lee Monroe | 4206408 | 2 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donald Lee Monroe | 4206408 | 2 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Manuel Perez | 6737086 | 1 | 08/09/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kennedy Charles Reddie | 7024169 | 4 | 08/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David James Labourdette | 7016990 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |