Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Cesar Villazon | 6914700 | 1 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latonya Rose Golson-Ballard | 7742262 | 5 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Suzanne Petansky | 4770248 | 2 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kennedy Charles Reddie | 7024169 | 4 | 10/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 10/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Stoneking | 6662817 | 6 | 10/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Isidro Ayon | 6931136 | 1 | 10/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Maher | 7023728 | 2 | 10/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikael Lara | 5422404 | 6 | 10/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Gaudino | 2891693 | 2 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |