Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brenda Lee Lochhead | 2324929 | 2 | 02/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott David Schied | 7028508 | 4 | 02/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Hamilton Hopper | 5525881 | 3 | 02/08/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott David Schied | 7028508 | 4 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alissa Swip | 7482261 | 1 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kennedy Charles Reddie | 7024169 | 4 | 01/31/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frederick West Garraway | 1460304 | 1 | 01/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Frank Galatioto | 4957257 | 4 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Levi | 4743346 | 8 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dyvonne Robinson | 5116068 | 2 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |