Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith William Juengerkes | 2305014 | 2 | 03/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Cairns | 7461747 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kennedy Charles Reddie | 7024169 | 4 | 02/28/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tajai F Smith | 6779670 | 3 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Levi | 4743346 | 8 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott David Schied | 7028508 | 4 | 02/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Stoneking | 6662817 | 6 | 02/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Stoneking | 6662817 | 6 | 02/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Stoneking | 6662817 | 6 | 02/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Eugene Jackson | 6977954 | 1 | 02/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |