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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 591-600 out of 996 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Antoinette Marie Chakif3233658903/12/2018FinancialFinal$0.00$0.00See FINRA Report
Todd Schneider7469889103/12/2018FinancialFinal$0.00$0.00See FINRA Report
Antoinette Marie Chakif3233658903/09/2018FinancialFinal$0.00$0.00See FINRA Report
Antoinette Marie Chakif3233658903/09/2018FinancialFinal$0.00$0.00See FINRA Report
Antoinette Marie Chakif3233658903/09/2018FinancialFinal$0.00$0.00See FINRA Report
Antoinette Marie Chakif3233658903/09/2018FinancialFinal$0.00$0.00See FINRA Report
Lorena Dutra7052881203/09/2018FinancialFinal$0.00$0.00See FINRA Report
John W Baker2829681203/06/2018FinancialPending$0.00$0.00See FINRA Report
Miguel Angel MacAreno7490523403/06/2018FinancialFinal$0.00$0.00See FINRA Report
Antoinette Marie Chakif3233658903/02/2018FinancialFinal$0.00$0.00See FINRA Report

996 Results

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