Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Michael Dennis | 5440851 | 1 | 11/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kwame Omari Edwards | 7149041 | 1 | 11/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leann Marie Gabel | 6440392 | 3 | 10/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Parkin | 2974077 | 2 | 10/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arlen John Ledet | 1332435 | 7 | 10/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 09/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Magaly Ladron de Guevara | 4609294 | 3 | 09/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Magaly Ladron de Guevara | 4609294 | 3 | 09/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Magaly Ladron de Guevara | 4609294 | 3 | 09/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Zachary Paul Anderson | 6242070 | 2 | 09/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |