Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reynaldo Camacho | 5122408 | 11 | 04/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reynaldo Camacho | 5122408 | 11 | 04/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reynaldo Camacho | 5122408 | 11 | 04/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reynaldo Camacho | 5122408 | 11 | 04/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Soraya A Rodriguez | 4845049 | 4 | 04/18/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shawn Craig Maslow | 4367648 | 4 | 04/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas J Pasko | 7416923 | 1 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Bishop | 1659412 | 4 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Bishop | 1659412 | 4 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Spencer Altman | 6123212 | 2 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |