Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Glaspie | 6898204 | 1 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Branch | 2890648 | 9 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |