Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yung Yi | 3073985 | 6 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yung Yi | 3073985 | 6 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ali Akbar Hasta | 5720833 | 3 | 06/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Santillan | 7856772 | 1 | 06/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Nguyen Chao | 7506861 | 1 | 06/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebekah Lee Bennett | 7476114 | 1 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Harris | 7324133 | 1 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Stafford Eckhardt | 75264 | 6 | 06/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Stafford Eckhardt | 75264 | 6 | 06/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Stafford Eckhardt | 75264 | 6 | 06/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |