Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bridie E Smith | 5044230 | 7 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Liliana Barajas | 7699214 | 1 | 08/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Alan Payton | 6555184 | 3 | 08/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie M Sheetz | 5993326 | 3 | 08/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damian Allan Alexander | 7154840 | 1 | 08/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Bishop | 1659412 | 4 | 08/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alana Louise Drobny | 4574703 | 1 | 08/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan S Alzate | 6304351 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Razan Ghatani | 7041179 | 2 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |