Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Gatyas | 1578760 | 16 | 12/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 12/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Cernac Brock | 2241507 | 1 | 12/22/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 12/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leann Marie Gabel | 6440392 | 3 | 12/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas MacKay Belden | 1489980 | 3 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tithy Choa | 7757749 | 3 | 11/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Yates Harrison-Church | 4722051 | 2 | 11/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |