Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Pilkington | 7120860 | 8 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rogelio Ponce | 6315794 | 1 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janei Armani Ankton | 7602204 | 1 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Victoria Ortega | 5177146 | 1 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 10/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Jones | 2407362 | 1 | 10/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridie E Smith | 5044230 | 7 | 10/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Andrew Jones | 6127657 | 4 | 10/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |