Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mikael Lara | 5422404 | 6 | 01/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Chandler Shaw | 6170256 | 1 | 12/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ali Akbar Hasta | 5720833 | 3 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikael Lara | 5422404 | 6 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridie E Smith | 5044230 | 7 | 12/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ali Akbar Hasta | 5720833 | 3 | 12/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Peck | 5591706 | 7 | 12/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charrisse Maria Thomas | 5360363 | 3 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hyungmin Park | 6502959 | 2 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Lyn Manley | 5218037 | 2 | 11/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |