Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Molly Hillyard Rice | 4581854 | 13 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Edward Giese | 4634931 | 1 | 03/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 03/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Eric Ramirez | 6830352 | 5 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Helen Marie McKissack | 7419255 | 2 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Arturo Pena | 7086839 | 1 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas MacKay Belden | 1489980 | 3 | 02/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Levi | 4743346 | 8 | 02/19/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 02/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Hillyard Rice | 4581854 | 13 | 02/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |