Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gonzalo Lozano | 7699494 | 1 | 04/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alaina Marie Hatch | 6810367 | 2 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ana Karen Yniguez | 6874726 | 1 | 04/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcos Antonio Franco | 2796991 | 2 | 03/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Joy Wallin | 7656146 | 3 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 03/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Leola Dojaquez | 7646823 | 1 | 03/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Helen Marie McKissack | 7419255 | 2 | 03/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vivienne Monique Gustavsen | 7727651 | 3 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joleen Anne Sterner | 7110924 | 2 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |