Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Estrada | 7540732 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlita Brooks | 5437294 | 2 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Ellsworth Jenne | 7143365 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Liliana Arroyo | 3088965 | 1 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Wynn Tuff | 6320789 | 3 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mindy Spencer | 2448886 | 4 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheree Michelle Costa | 7721445 | 7 | 04/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheree Michelle Costa | 7721445 | 7 | 04/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheree Michelle Costa | 7721445 | 7 | 04/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheree Michelle Costa | 7721445 | 7 | 04/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |