Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Pontigo Munoz Garcia | 7572214 | 1 | 06/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Noe Ramirez Reyes | 5656367 | 1 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Shaw | 1359992 | 9 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Shaw | 1359992 | 9 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Shaw | 1359992 | 9 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Shaw | 1359992 | 9 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javier Alejandro Gonzalez | 7681022 | 2 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tejan Anthony Farrell | 1822807 | 2 | 05/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tejan Anthony Farrell | 1822807 | 2 | 05/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |