Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Patrick Ronan | 7389087 | 3 | 07/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheree Michelle Costa | 7721445 | 7 | 07/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Ryan | 7474760 | 6 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karan Singh | 7631869 | 3 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javier Alejandro Gonzalez | 7681022 | 2 | 06/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Philip Yeppez | 7337704 | 4 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Wynn Tuff | 6320789 | 3 | 06/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Rodriguezcruz | 7116711 | 2 | 06/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Gill | 7536978 | 1 | 06/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charity Renee Bolick | 7668801 | 1 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |