Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Rountree | 1754494 | 1 | 03/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 02/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Michelle Roe | 2749296 | 1 | 01/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 01/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 01/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |